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Risk and Compliance Officer. SMCR, Regulatory, Conduct Risk

  • Location: Portsmouth
  • Salary: £40000.00 - £50000.00 per annum per year
  • Job Type:Permanent

Posted 20 days ago

  • Sector: Financial Services
  • Contact: James Batters
  • Start Date: ASAP
  • Expiry Date: 22 April 2021
  • Job Ref: JN -032021-457860

Risk and Compliance Officer

SMCR, Regulatory, Conduct Risk


Location: Portsmouth, to be predominantly based in office.

Salary: Up to £50,000 + benefits


You will need:

  • Prior experience developing and supporting a full SMCR programme
  • Good knowledge of FCA Regulation
  • Experience developing and implementing new policy's and procedures for Compliance and regulatory matters
  • Familiarity with Conduct Risk Management
  • Proven ability to run Compliance training

Desirable experience and skills:

  • Prior experience in Financial Promotions
  • Previously managed Suspicious activity reports

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