Chief Compliance Officer and Former SMF 16 and 17 or equivalent

Chief Compliance Officer and Former SMF 16 & 17 or equivalent with demonstrable Equity Market experience

GBP Rate upto £130K Industry Investment Management Location UK - England - London Type Permanent Ref JN -082020-451705 Posted 68 days ago

Job Description

Chief Compliance Officer and Former SMF 16 and 17 or equivalent


Permanent position + Benefits

To be considered you must hold the following;

  • Comprehensive experience within Financial Services in an SMF 16 & 17 role or equivalent in the last few years with an unblemished record
  • Solid experience providing advice on FCA and SEC regulatory requirements (including filings)
  • Demonstrable experience of the equity market
  • Hands on in approach with the ability to effectively up -skill teams and ensure best practice is adhered to without alienating stakeholders
  • Happy dealing with day to day requests as well as leading and embracing necessary innovation
  • Hugely motivated but pragmatic, you will be a great team player with the ability to efficiently manage workload and support senior stakeholders as well as more junior staff (e.g provision and delivery of training)
  • Highly honed communication and presentation skills with the ability to effectively relay complex regulatory themes ensuring that they are fully understood by stakeholders at various levels
  • Relevant qualifications

#LI-DB2 #LI-43 #LI-DNI

Daniel Bloom Managing Consultant

"I am a Consultant within the Hydrogen Business Transformation practice"

+44 (0)20 7002 0081 Get in touch

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