Regulatory Compliance Manager

Comprehensive experience of any or all of the following; StockBroking, Fund management or wealth or private banking Background-not an FCC or aml background

GBP Rate £‎80000.00 - £‎100000.00 Yearly Upto £100K Industry Investment & Corporate Banking;Investment Management Location UK - England - Birmingham Type Permanent Ref JN -092019-443794 Posted 304 days ago

Job Description

Regulatory Compliance Manager

Birmingham

Up to £100K

  • 5+ years’ experience
  • Comprehensive experience of any or all of the following; StockBroking, Fund management or wealth or private banking Background-not an FCC or aml background
  • Strong, Mifid, Best Execution, COBs, Cass, Suitability, FCA Rulebook
  • Excellent communication and stakeholder management skills and experience managing teams  


#LI-DB2 #LI-43 #LI-DNI

Daniel Bloom Managing Consultant

"I am a Consultant within the Hydrogen Business Transformation practice"

+44 (0)20 7002 0081 Get in touch

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