Junior Compliance Analyst


GBP Rate £‎23000.00 - £‎30000.00 Yearly . Industry Investment Management Location UK - England - London Type Permanent Ref JN -102019-444350 Posted 311 days ago

Job Description

Junior Compliance Analyst



Up to £30,000

  • Excellent opportunity to join a Global Investment Management Compliance team.
  • Ability to move up in the organisation quickly
  • One on one tutelage from Senior Members of staff including the Head of Compliance
  • Excellent training


  • Responsible for conducting background checks of pending and existing employees and assisting with the Firm's certification process to ensure compliance with SM&CR
  • Assist with the maintenance of the Firm's compliance programme and records
  • Assist in regulatory reporting, including short sale and trade and transaction reporting
  • Assist in the maintenance and administration of compliance certifications, disclosures and preapproval requests

Qualifications/Skills Required;

  • Recent Graduate with an excellent academic record with a First class honors degree in any discipline from a Russel Group University, or international equivalent.
  • Detail oriented; demonstrable thoroughness and strong ownership of work
  • Good team player with a strong willingness to participate and help others
  • Strong communication skills

#LI-CC1 #LI-43 #LI-41 #LI-DNI

Connor Crosbie Consultant


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