Regulatory Compliance Analyst


GBP Rate £‎40000.00 - £‎45000.00 Yearly . Industry Investment & Corporate Banking;Investment Management Location UK - England - Birmingham Type Permanent Ref JN -102019-445158 Posted 284 days ago

Job Description

Regulatory Compliance Analyst


Up to £45k

  • 1 years minimum experience of COBs
  • Ideally with a Stock Broking, Fund management or wealth or private banking Background-not an FCC or aml background
  • Knowledge of the following areas; COBS 9A, 10A, 2.3, 3,4,11,16A,6,7, MAR 1, PROD 1, PROD 3 and Complaints
  • Excellent communication and stakeholder management skills  

#LI-CC1 #LI-43 #LI-41 #LI-DNI

Connor Crosbie Consultant


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