Senior Compliance Manager

Broad and exciting compliance position leading an award-winning crowdfunding platform into the Australian market

AUD Rate $‎175000.00 - $‎200000.00 Yearly $175K-$200K + super Industry Banking & Capital Markets Location Australia - Sydney Type Permanent Ref JO-1811-918554 Posted 12 days ago

Job Description

About our client:
As Singapore’s premier equity & lending-based crowdfunding platform, this revolutionary organisation enhances the financial services industry by channelling funds more effectively between investors and credit-worthy companies. With a large reach into the Asian marketplace, including a successful expansion operation into Japan, this organisation is now looking to provide their crowdfunding services within the Australian market and seeking a Senior Compliance Manager to drive the establishment of regulatory frameworks in compliance with financial services bodies.
The role:
Reporting to the CEO, this position focuses on the legal standards, requirements and policies across the business in Australia and the wider Asia-Pacific region. Functions include:

  • Ensuring compliance with relevance policies and procedures in respect of Business standards and various guidelines and policies
  • Reviewing and interpreting requirements and drafting concise advice to the business to ensure compliance
  • Developing and identifying regulatory framework processes needed in compliance with regulatory bodies such as ASIC
  • Coordinating compliance activities across the Australasian area including ensuring applicable procedures across the South Pacific and New Zealand markets
About you
As the Senior Compliance Manager you will be an ambitious, professional and articulate individual and possess the following skills:
  • At least 10 years’ experience as a certified compliance professional in the financial services industry
  • At least 5 years’ local Australian experience working with regulatory bodies including ASIC.  
  • Extensive knowledge of reporting procedures and record keeping
  • Preferred experience in the Asia-Pacific region and legal qualifications
What’s on offer?:
This is an exciting role to join an expanding organisation with strong career progression opportunities in a highly exciting and developing environment. In addition to a competitive salary offering $175-200K + super and a convenient Sydney location, the business offers direct work with the CEO and the opportunity to drive the company’s progression into the Australian market.  
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Blake Hunt Consultant


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