Location: North London - 3 days in the office
Salary: up to £80,000 plus benefits depending on experience
Our client is looking for a hands-on Compliance Officer to join a high-performing, regulated business in London. This is a broad, operational role with real visibility working closely with the CCO across compliance, governance and contract management.
Ideal for someone who enjoys ownership, thrives in a small team, and wants genuine impact.
What You’ll Be Doing
Compliance & Regulatory
- Supporting FCA / SEC regulatory compliance
- Monitoring regulatory changes and assessing business impact
- Maintaining policies, controls and compliance frameworks
- Supporting monitoring reviews and incident management
- Helping embed a strong compliance culture
Legal & Contracts
- Managing NDAs and core client contracts (UK & US)
- Supporting contract workflows, approvals and documentation
- Flagging and escalating non-standard terms
Risk & Governance
- Supporting AML and onboarding processes
- Acting as DMLRO (with oversight)
- Assisting with data protection and governance activities
What We’re Looking For
- 5+ years Experience in a Compliance Officer or compliance operations role
- Background in financial services or regulated environment
- Strong understanding of compliance controls and governance
- Strong understanding of day-to-day compliance processes, controls, and good practice
- Experience supporting contract management / contract administration, including tracking, documentation, and process ownership
- Experience supporting the drafting or improvement of policies and internal governance documentation
- Strong understanding of FCA/SEC regulations
- Organised, pragmatic and confident working with senior stakeholders
If you're looking for a role with autonomy, exposure and real responsibility then please apply asap
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